Investment services

• Core services (investment services and activities)
• Ancillary services

Core services (investment services and activities)

• execution of orders on behalf of clients;
• dealing on own account;
• portfolio management;
• investment advice;
• underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis;
• placing of financial instruments without a firm commitment basis.

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Ancillary services

• safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management;
• granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the intermediary granting the credit or loan is involved in the transaction;
• advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings;
• foreign exchange services where these are connected to the provision of investment services;
• investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments;
• services related to the underwriting of financial instruments on a firm commitment basis;
• options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event);
• options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market and/or an MTF;
• options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in previous point and not being for commercial purposes, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are cleared and settled through recognized clearing houses or are subject to regular margin calls;
• Options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event), as well as any other derivative contracts relating to assets, rights, obligations, indices and measures not otherwise mentioned in this Section, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are traded on a regulated market or an MTF, are cleared and settled through recognized clearing houses or are subject to regular margin calls;

Specification :
For the moment, Credit Europe Bank (Romania) S.A. does not provide investment services with derivatives financial instruments.

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